Fee Code Description Fee/(Rebate) Securities at or above $1.00 Fee/(Rebate) Securities below $1.00
10 Routed to NYSE Arca, adds liquidity (Tape B) (0.00220) 0.00000
3 Adds liquidity to EDGA, pre and post market (Tapes A or C) (0.00270) (0.15000)% of Dollar Value
4 Adds liquidity to EDGA, pre and post market (Tape B) (0.00270) (0.15000)% of Dollar Value
6 Removes liquidity from EDGA, pre and post market (All Tapes) 0.00300 0.15000% of Dollar Value
7 Routed, pre and post market, removes liquidity 0.00300 0.30000% of Dollar Value
A Routed to NASDAQ, adds liquidity (0.00150) 0.00000
AX Routed to EDGX using ALLB routing strategy 0.00300 0.30000% of Dollar Value
AY Routed to BYX using ALLB routing strategy (0.00020) 0.10000% of Dollar Value
AZ Routed to BZX using ALLB routing strategy 0.00300 0.30000% of Dollar Value
B Adds liquidity to EDGA (Tape B) (0.00270) (0.15000)% of Dollar Value
BB Removes liquidity from EDGA (Tape B) 0.00300 0.15000% of Dollar Value
BY Routed to BYX using Destination Specific ("DIRC") or ROUC routing strategy (0.00020) 0.10000% of Dollar Value
C Routed to NASDAQ BX (0.00050) 0.10000% of Dollar Value
CL4 Routed to listing market closing process, except for NYSE Arca & BZX 0.00100 0.30000% of Dollar Value
D Routed to NYSE or routed using RDOT routing strategy 0.00280 0.30000% of Dollar Value
DD Adds liquidity using displayed MidPoint Discretionary order not within discretionary range (0.00270) (0.15000)% of Dollar Value
DM Adds liquidity using MidPoint Discretionary order within discretionary range (0.00200) (0.15000)% of Dollar Value
DN Adds liquidity using non-displayed MidPoint Discretionary order not within discretionary range (0.00200) (0.15000)% of Dollar Value
DQ QDP Usage fee, adds liquidity (0.00200) 0.30000% of Dollar Value
DX QDP Usage fee, removes liquidity 0.00300 0.30000% of Dollar Value
F Routed to NYSE, adds liquidity (0.00150) 0.00000
G Routed to NYSE Arca (Tapes A or C) 0.00300 0.30000% of Dollar Value
HA Non-displayed order, adds liquidity (0.00250) (0.15000)% of Dollar Value
HR Non-displayed order, removes liquidity 0.00300 0.15000% of Dollar Value
I Routed to EDGX 0.00300 0.30000% of Dollar Value
J Routed to NASDAQ 0.00300 0.30000% of Dollar Value
MM Non-displayed order, adds liquidity using Mid-Point Peg (0.00250) (0.15000)% of Dollar Value
MT Removes liquidity designated as Mid-Point Peg from EDGA 0.00300 0.15000% of Dollar Value
N Removes liquidity from EDGA (Tape C) 0.00300 0.15000% of Dollar Value
NA Routed to BZX, EDGX, NYSE, NYSE Arca or Nasdaq; adds non-displayed liquidity Free 0.00000
NX Routed to NYSE National using ROUC routing strategy (0.00050) 0.00000
O2 Routed to listing market opening or re-opening cross 0.00100 0.30000% of Dollar Value
OO EDGA Opening or Re-opening Free 0.00000
P Routed to EDGX, including pre and post market, adds liquidity (0.00160) 0.00000
Q Routed to a non-exchange destination using ROUC routing strategy 0.00200 0.30000% of Dollar Value
RP Non-displayed order, adds liquidity using Supplemental Peg (0.00250) (0.15000)% of Dollar Value
RR Routed to EDGX using DIRC routing strategy 0.00300 0.30000% of Dollar Value
RT5 Routed using ROUT routing strategy 0.00280 0.30000% of Dollar Value
RX6 Routed using ROUX routing strategy 0.00290 0.30000% of Dollar Value
RY Routed to BYX, adds liquidity 0.00200 0.00000
RZ Routed to BZX, adds liquidity (0.00160) 0.00000
S Directed ISO 0.00330 0.30000% of Dollar Value
SS Sets the Setter NBBO on a symbol not included in the NBBO Setter Excluded Securities List (0.00300) (0.15000)% of Dollar Value
SW3 Routed using SWPA routing strategy (except for removal of liquidity from NYSE) 0.00310 0.30000% of Dollar Value
V Adds liquidity to EDGA (Tape A) (0.00270) (0.15000)% of Dollar Value
W Removes liquidity from EDGA (Tape A) 0.00300 0.15000% of Dollar Value
X Routed, adds or removes liquidity 0.00300 0.30000% of Dollar Value
Y Adds liquidity to EDGA (Tape C) (0.00270) (0.15000)% of Dollar Value
Z Routed to a non-exchange destination using ROUZ routing strategy 0.00120 0.30000% of Dollar Value